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RAG from First Principles

RAG from First Principles

By : Jia Huang
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RAG from First Principles

RAG from First Principles

By: Jia Huang

Overview of this book

Most developers can spin up a RAG pipeline in an afternoon using LangChain or LlamaIndex. Far fewer understand why retrieval fails or how to fix it. This book is for those who want to go deeper. RAG From First Principles dismantles the retrieval-augmented generation stack layer by layer, explaining how documents are ingested and parsed, why chunking strategy directly impacts answer quality, how embedding models encode meaning, what happens inside a vector database, and how sparse and dense retrieval interact in a hybrid system. Written by Jia Huang, a research engineer and bestselling AI author, it brings both research depth and production experience to one of AI's most critical engineering disciplines. Structured as a progressive dialogue between a seasoned engineer and two students, the book surfaces the questions practitioners actually ask. Each chapter builds on the last, covering topics from data import and chunking to embedding selection, index design, hybrid search, and post-retrieval processing, before moving on to response generation, evaluation, and advanced paradigms including GraphRAG, Agentic RAG, and Modular RAG. By the end, you'll have the architectural understanding to optimize, debug, and extend your RAG systems with confidence. *Email sign-up and proof of purchase required
Table of Contents (14 chapters)
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12
Other Books You May Enjoy
13
Index

Vector Storage

If embedding technology is regarded as text representation learning, then vector storage technology involves processes such as indexing, saving, and querying vectors. Embeddings are responsible for forming and transmitting the “neural medium” by encoding external information, converting input information into understandable and processable vector representations. The vector database, on the other hand, is like the hippocampus, storing and organizing vectorized information in a complex semantic space and enabling efficient memory retrieval when needed.

By using embedding technology, an article is converted into a series of numbers; by using vector storage technology, we can quickly find the most relevant one from billions of vectors. This technology focuses on optimizing this process to achieve faster, more accurate, and more resource-efficient results.

Figure 4.1: Overview of embedding approaches, including common embedding models, sparse...

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RAG from First Principles
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