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RAG from First Principles

RAG from First Principles

By : Jia Huang
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RAG from First Principles

RAG from First Principles

By: Jia Huang

Overview of this book

Most developers can spin up a RAG pipeline in an afternoon using LangChain or LlamaIndex. Far fewer understand why retrieval fails or how to fix it. This book is for those who want to go deeper. RAG From First Principles dismantles the retrieval-augmented generation stack layer by layer, explaining how documents are ingested and parsed, why chunking strategy directly impacts answer quality, how embedding models encode meaning, what happens inside a vector database, and how sparse and dense retrieval interact in a hybrid system. Written by Jia Huang, a research engineer and bestselling AI author, it brings both research depth and production experience to one of AI's most critical engineering disciplines. Structured as a progressive dialogue between a seasoned engineer and two students, the book surfaces the questions practitioners actually ask. Each chapter builds on the last, covering topics from data import and chunking to embedding selection, index design, hybrid search, and post-retrieval processing, before moving on to response generation, evaluation, and advanced paradigms including GraphRAG, Agentic RAG, and Modular RAG. By the end, you'll have the architectural understanding to optimize, debug, and extend your RAG systems with confidence. *Email sign-up and proof of purchase required
Table of Contents (14 chapters)
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12
Other Books You May Enjoy
13
Index

Common retrieval post-processing techniques

Common retrieval post-processing techniques include the following:

  • Re-ranking: In the initial retrieval results, there may be a large number of text chunks with varying degrees of relevance to the query. By evaluating these results, the most relevant ones are placed at the front. Note that re-ranking will increase the demand for additional computing resources.
  • Compression: Retrieved text chunks may be long and complex. Compressing them can reduce the computational burden on the generator and speed up the generation process.
  • Correction: Results are checked and revised after generation to ensure the accuracy and coherence of the output. This is especially important in high-risk or high-standard fields (such as healthcare and law). The correction process usually also increases system complexity and resource requirements.

These techniques can be manually integrated into the RAG workflow by developers. Some retrievers...

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RAG from First Principles
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