Case Study – Financial Institution
In this final chapter, I will walk you through the steps to apply many of the capabilities and approaches discussed in the first 16 chapters. This real-world example will show you exactly what I would do (or lead my team to do) if I were presented with a similar scenario. While there are commonalities between real-world financial institutions and the case study in this chapter, this situation is fictitious.
Together, we will see how to apply the topics we have covered to highly regulated institutions. For this example, we will walk through a bank, but similar principles may apply to other highly regulated entities such as insurance or healthcare. I will focus on how to identify specific requirements for each forthcoming scenario, and how to modify the guidance in the previous chapter to meet the unique needs of the case.
There are three problem sets we will explore together:
- How to identify quick wins during periods of regulatory...